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Opinion

Opinion By: Daniel Cameron,Attorney General;Marc Manley,Assistant Attorney General

Open Records Decision

Inmate Bruce Batchelder (the "Appellant") claims to have mailed a request to inspect records to both the Department and the Penitentiary on June 10, 2021, in which he sought copies of "all claimed authority and information that lawfully enables and justifies" certain actions taken by the Department and the Penitentiary, including various policies, procedures, memos, statutes, bills, and other governing authorities. 1Neither the Department nor the Penitentiary responded to the Appellant's request, and the Appellant has now filed this appeal.

Under KRS 61.880(1), as it is now enacted, a public agency must respond to an open records request within five business days of receipt. The Department states that it "inadvertently" overlooked the Appellant's request "due to the number of letters and pages submitted by the [Appellant]." The Department also provides emails from Department staff in which they claim to have searched for a copy of the Appellant's request and they are unable to locate it. Therefore, it appears as though the Department never received the request. The Penitentiary also claims that it never received the Appellant's request.

This Office has historically found that it is unable to resolve factual disputes regarding a public agency's actual receipt of a request to inspect records. See, e.g. , 19-ORD-018; 96-ORD-070. Here, there are many factual disputes, including the Appellant's claim that he mailed the request on June 10, 2021, but the request he attaches to his appeal was dated May 29, 2021. It is also not clear whether the Appellant attached his request to his grievance letter, or if he sent his request independently of the grievance. Given the multiple documents submitted by the Appellant, and his inconsistent claims about when he actually sent the request, this Office cannot find that either the Department or Penitentiary violated the Act by failing to respond a request that they claim they never received.

Regarding the substance of the Appellant's request, the Appellant sought copies of various policies and procedures, memos, statutes, administrative or executive orders, legislative bills, or other such materials authorizing certain correctional facility practices. On appeal, the Department claims it would have denied the request because the records do not contain a specific reference to the Appellant. KRS 197.025(2) provides that the Department is not "required to comply with a request for any record from any inmate . . . unless the request is for a record which contains a specific reference to that individual." KRS 197.025(2). Because the requested records do not contain a specific reference to the Appellant, the Department did not violate the Act when it ultimately denied the Appellant's request.

A party aggrieved by this decision may appeal it by initiating action in the appropriate circuit court pursuant to KRS 61.880(5) and KRS 61.882. Pursuant to KRS 61.880(3), the Attorney General shall be notified of any action in circuit court, but shall not be named as a party in that action or in any subsequent proceedings.

Daniel Cameron

Attorney General

Marc Manley

Assistant Attorney General

Footnotes

Footnotes

LLM Summary
The decision addresses an appeal by inmate Bruce Batchelder regarding an open records request he claims to have sent to the Department and the Penitentiary, which both institutions report they never received. The Attorney General's office, citing previous decisions, states that it cannot resolve factual disputes about the receipt of such requests. Additionally, the decision notes that even if the request had been received, it would have been denied because the records did not specifically reference the Appellant, as required by KRS 197.025(2). The decision concludes that there was no violation of the Act by the Department in their handling of the request.
Disclaimer:
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Requested By:
Bruce Batchelder
Agency:
Kentucky Department of Corrections and Kentucky State Penitentiary
Type:
Open Records Decision
Lexis Citation:
2021 KY. AG LEXIS 161
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